brokercheck

Divinely Inspired Algorithms Can Beat the Market

Leave a Comment / brokercheck, conman, fallacies, financial fraud, fraud, investing

As the case I’m going to describe would indicate, it is a solid myth that divine inspiration can feed your greed.   That is so wrong on so many levels, isn’t it?  But some investors apparently didn’t think so. (this blog post is based entirely on the case described in Wealth Management magazine regarding two Utah …

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Caveat Venditor

Leave a Comment / brokercheck, financial fraud, fraud, greed, identity theft, risk, scam artists, SEC

We’re all too familiar with the doctrine of “caveat emptor”, or buyer beware, which places all responsibility for a bad deal on the shoulders of the consumer.  Caveat venditor reverses that responsibility, placing all responsibility upon the seller.  With financial products and services, both are true, as the case below shows.  A quick check with http://brokercheck.finra.org/ …

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